Michael
Fugler
Investment Banker
Attorney
Fugler
Investment Banker
Attorney
INVESTMENT BANKING DEALS-PUBLIC
This is a representative sample of the types of investment banking transactions that Michael Fugler or his firms' principals led or co-managed:
PUBLIC INVESTMENT BANKING DEALS:
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 Pat & Oscar's Restaurant |
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$4,000,000 mobID Bridge Loan Manager March 2008 |
$7,000,000 ValueRich IPO Lead Underwriter July 2007 |
$7,500,000 US Dry Cleaning IPO Lead Underwriter June 2007 |
$9,000,000 REED's, Inc. PIPE Co-Lead Manager June 2007 |
$8,000,000 REED'S, Inc. Lead Underwriter December 2006 |
$10,000,000 Integrated Pharmaceuticals Equity Line Placement Agent December 2006 |
Actebis Investment Ltd. Reverse Merger Advisor Agent August 2006 |
$250,000 NightHawk Systems, Inc. Convertible Debenture Lead Manager August 2006 |
$10,000,000 NightHawk Systems, Inc. Equity Line Lead Manager August 2006 |
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$1,000,000
 Visijet, Inc.
Convertible Debentures with Warrants
Lead Manager
June 2006
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$4,000,000
 Industry Partners Energy Fund II Direct Placement Lead Manager January 2006 |
$10,000,000
 Walker Financial Corporation Equity Line Placement Agent December 2005 |
$10,000,000 Diversified Financial Resources Equity Line Placement Agent December 2005 |
$10,000,000 Silver Dragon Resources Equity Line Placement Agent November 2005 |
$10,000,000 Proton Labs Equity Line Placement Agent November 2005 |
$10,000,000 Bio-Bridge Science Equity Line Placement Agent November 2005 |
$10,000,000 Cyber Digital Equity Line Placement Agent November 2005 |
$10,000,000 Apolo Gold Inc. Equity Line Placement Agent October 2005 |
$5,600,000 Union Dental Corp. Equity Line Placement Agent August 2005 |
$20,000,000 Hyperdynamics Corporation Equity Line Placement Agent August 2005 |
$10,000,000 Vital Products Equity Line Placement Agent August 2005 |
$7,500,000 Viper PIPE Selling Group August 2005 |
$4,000,000 Industry Partners Energy Fund I Direct Placement Lead Manager July 2005 |
$25,000,000 EGPI Firecreek, Inc. Equity Line Placement Agent July 2005 |
$5,000,000 Xtreme Companies, Inc. Equity Line Placement Agent June 2005 |
$6,500,000 ICOP Digital Secondary Selling Group June 2005 |
$10,000,000 Lit Funding Corporation Equity Line Placement Agent January 2005 |
 Pexcon, Inc. Acquisition Buy Side Advisor January 2005 |
$4,845,000 Visijet, Inc. Convertible Debentures w/ Warrants Lead Manager January 2005 |
$500,000 Visijet, Inc. Convertible Note w/ Warrants Placement Agent December 2004 |
$500,000 Blue Moon Group, Inc. Convertible Debentures w/ Warrants Placement Agent November 2004 |
$850,000 Visijet, Inc. Convertible Debentures w/ Warrants Placement Agent October 2004 |
$250,000 NightHawk Systems, Inc. Convertible Debentures w/ Warrants Placement Agent August 2004 |
| $10,000,000 NightHawk Systems, Inc. Equity Line Placement Agent August 2004 |
$41,700,000 Lumera IPO Co-Manager July 2004 |
$1,000,000 Visijet, Inc. Convertible Debentures w/ Warrants Placement Agent June 2004 |
$1,000,000 Pacific Fuel Corporation Convertible Debenture Transaction Adviser May 2004 |
 Edgar Online Secondary Selling Group May 2004 |
$9,000,000 I-Sector Secondary Offering Underwriter March 2004 |
$10,500,000 DayStar Technologies, Inc. IPO Co-Manager February 2004 |
$9,388,800 Milestone Scientific, Inc. Secondary Offering Underwriter February 2004 |
$300,000 Augrid Corporation Convertible Debenture Transaction Advisor January 2004 |
| $10,000,000 Augrid Corporation Equity Line Transaction Advisor January 2004 |
$34,000,000
 Pacific Mercantile Bancorp
Secondary Offering
Co-Manager
December 2003
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$2,376,000
 Unique Mobility Shelf Offering
Lead Manager
October 2003
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$400,000
 Vicom, Inc.
Private Placement of Common Stock
Transaction Advisor
September 2003
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$13,500,000
 PATH 1 Network Technologies, Inc.
IPO
Co-Manager
July 2003
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$14,300,000
 Q-Comm International, Inc.
Secondary Offering
Underwriter
June 2003
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$73,000,000
 Integrated Data Systems, Inc.
M&A
Advisor to Seller
April 2003
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$12,000,000
$5,000,000
Unique Mobility Shelf Offering
Lead Manager
April 2002
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$12,000,000
 microHelix, Inc.
Co-Manager
November 2001
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$11,000,000
 GMX Resources, Inc. Follow On Co-Manager July 2001 |
$4,200,000
 Ellis, Inc.
PIPE
Placement Agent
October 2001
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$10,400,000
 Taser International, Inc. IPO Underwriter
May 2001
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| $10,000,000
GMX Resources, Inc.
IPO
Co-Manager
February 2001
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 Donlar Biosyntrix Corporation
Reverse Merger Optim Nutrition Advisor to Donlar October 2000 |
$22,000,000
 AVI BioPharma Follow On Co-Manager July 2000 |
$10,000,000
 Vitech America
Follow On Co-Manager June 2000 |
$15,000,000
 Imageware IPO Co-Manager March 2000 |
$10,800,000
 NeoTherapeutics Secondary Offering Co-Manager July 1999 |
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$25,000,000
 Medinex Systems IPO Co-Manager June 1999 |
$17,000,000 Genesis Intermedia IPO Lead Manager June 1999 |
$15,000,000 Careside IPO Co-Manager June 1999 |
$5,000,000
 Spatializer AudioLaboratoris, Inc.Private PlacementConvertible Preferred w/ Warrants Transaction Advisor April 1998 |
$25,000,000
 Standard Automotive IPO Co-Manager
January 1998
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$8,000,000
Unique Mobility PIPE Lead Manager January 1998 |
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$16,200,000
 Interleukin Genetic
IPO Co-Manager November 1997 |
$25,000,000
 ZymeTx, Inc. IPO Co-Manager October 1997 |
$6,000,000
 Tamboril Cigar Company Private Placement
Convertible Preferred Stock
Transaction Advisor
September 1997
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$25,000,000
AVI Biopharma
IPO Co-Manager May 1997 |
$8,000,000
Unique Mobility
PIPE Lead Manager
March 1997
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Michael Fugler Investment Banking Deals- Public
