Michael
Fugler

Investment Banker
Attorney

INVESTMENT BANKING DEALS-PUBLIC

This is a representative sample of the types of investment banking transactions that Michael Fugler or his firms' principals led or co-managed:

PUBLIC INVESTMENT BANKING DEALS:



Pat & Oscar's
Restaurant

$4,000,000

mobID
Bridge Loan
Manager
March 2008 
$7,000,000

ValueRich
IPO
Lead Underwriter
July 2007 
$7,500,000

             US Dry Cleaning
IPO
Lead Underwriter
June 2007 
$9,000,000

REED's, Inc.
PIPE
Co-Lead Manager
June 2007
$8,000,000

REED'S, Inc.
Lead Underwriter
December 2006 

$10,000,000

Integrated Pharmaceuticals
Equity Line
Placement Agent
December 2006

Actebis Investment Ltd.
Reverse Merger
Advisor Agent
August 2006
$250,000

             NightHawk Systems, Inc.
Convertible Debenture
Lead Manager
August 2006
 
 $10,000,000

NightHawk Systems, Inc.
Equity Line
Lead Manager
August 2006
 
 
$1,000,000

Visijet, Inc.
Convertible Debentures with Warrants
Lead Manager
June 2006 
$4,000,000

Industry Partners Energy
Fund II
Direct Placement
Lead Manager
January 2006
$10,000,000

Walker Financial Corporation
Equity Line
Placement Agent
December 2005
$10,000,000

Diversified Financial Resources
Equity Line
Placement Agent
December 2005
$10,000,000

Silver Dragon Resources
Equity Line
Placement Agent
November 2005
$10,000,000

Proton Labs
Equity Line
Placement Agent
November 2005
$10,000,000

Bio-Bridge Science
Equity Line
Placement Agent
November 2005 
$10,000,000
 Cyber Digital
Equity Line
Placement Agent
November 2005 
$10,000,000

Apolo Gold Inc.
Equity Line
Placement Agent
October 2005 
$5,600,000

Union Dental Corp.
Equity Line
Placement Agent
August 2005

$20,000,000

Hyperdynamics Corporation
Equity Line
Placement Agent
August 2005
$10,000,000

Vital Products
Equity Line
Placement Agent
August 2005 
$7,500,000

Viper
PIPE
Selling Group
August 2005
$4,000,000

Industry Partners Energy
Fund I
Direct Placement
Lead Manager
July 2005
$25,000,000

EGPI Firecreek, Inc.
Equity Line
Placement Agent
July 2005
$5,000,000

Xtreme Companies, Inc.
Equity Line
Placement Agent
June 2005
$6,500,000

ICOP Digital
Secondary
Selling Group
June 2005
$10,000,000

Lit Funding Corporation
Equity Line
Placement Agent
January 2005

Pexcon, Inc.

Acquisition
Buy Side Advisor
January 2005 
$4,845,000

Visijet, Inc.
Convertible Debentures
w/ Warrants
Lead Manager
January 2005
$500,000

Visijet, Inc.
Convertible Note
w/ Warrants
Placement Agent
December 2004
$500,000

Blue Moon Group, Inc.
Convertible Debentures
w/ Warrants
Placement Agent
November 2004  
$850,000

Visijet, Inc.
Convertible Debentures
w/ Warrants
Placement Agent
October 2004 
$250,000

NightHawk Systems, Inc.
Convertible Debentures
w/ Warrants
Placement Agent
August 2004
 $10,000,000

NightHawk Systems, Inc.
Equity Line
Placement Agent
August 2004 
$41,700,000

Lumera
IPO
Co-Manager
July 2004
$1,000,000

Visijet, Inc.
Convertible Debentures
w/ Warrants
Placement Agent
June 2004
   $1,000,000

Pacific Fuel Corporation
Convertible Debenture
Transaction Adviser
May 2004


Edgar Online

Secondary
Selling Group
May 2004
$9,000,000
I-Sector
Secondary Offering
Underwriter
March 2004 
$10,500,000

DayStar Technologies, Inc.
IPO
Co-Manager
February 2004
$9,388,800

Milestone Scientific, Inc.
Secondary Offering
Underwriter
February 2004
  $300,000

Augrid Corporation
Convertible Debenture
Transaction Advisor
January 2004 
$10,000,000

Augrid Corporation
Equity Line
Transaction Advisor
January 2004 

$34,000,000

Pacific Mercantile Bancorp
Secondary Offering
Co-Manager
December 2003 
$2,376,000

Unique Mobility
Shelf Offering
Lead Manager
October 2003  
 $400,000

Vicom, Inc.
Private Placement of Common Stock
Transaction Advisor
September 2003
 $13,500,000

PATH 1 Network Technologies, Inc.
IPO
Co-Manager
July 2003 
$14,300,000

Q-Comm International, Inc.
Secondary Offering
Underwriter
June 2003
 $73,000,000

Integrated Data Systems, Inc.
M&A
Advisor to Seller
April 2003 
$12,000,000
$5,000,000

Unique Mobility
Shelf Offering
Lead Manager
April 2002 
 $12,000,000

microHelix, Inc.
Co-Manager
November 2001 
  $11,000,000

GMX Resources, Inc.
Follow On
Co-Manager
July 2001 
$4,200,000

Ellis, Inc.
PIPE
Placement Agent
October 2001 
$10,400,000

Taser International, Inc.             IPO 
Underwriter
May 2001
  $10,000,000

GMX Resources, Inc.
IPO
Co-Manager
February 2001 

Donlar Biosyntrix Corporation
Reverse Merger
Optim Nutrition
Advisor to Donlar
October 2000 
$22,000,000

AVI BioPharma
 
Follow On
Co-Manager
July 2000  
 $10,000,000
Vitech America
Follow On
Co-Manager
June 2000
$15,000,000

Imageware
IPO 
Co-Manager
March 2000
 $10,800,000

NeoTherapeutics 
 Secondary Offering 
 Co-Manager 
 July 1999
 $25,000,000

Medinex Systems
IPO
Co-Manager
June 1999
$17,000,000

Genesis Intermedia
IPO
Lead Manager
June 1999
$15,000,000

Careside
IPO
Co-Manager
June 1999
 $5,000,000

Spatializer AudioLaboratoris, Inc.Private PlacementConvertible Preferred w/ Warrants  
Transaction Advisor  
April 1998
 $25,000,000

Standard Automotive
IPO
Co-Manager
January 1998
$8,000,000

Unique Mobility
PIPE
Lead Manager
January 1998
$16,200,000
Interleukin Genetic
IPO
Co-Manager
November 1997 
$25,000,000

ZymeTx, Inc.
IPO
Co-Manager
October 1997
$6,000,000
 
Tamboril Cigar Company
Private Placement  
Convertible Preferred Stock
Transaction Advisor
 September 1997
$25,000,000

 AVI Biopharma
IPO
Co-Manager
May 1997 
$8,000,000

Unique Mobility
PIPE 
 Lead Manager 
 March 1997 
 

Michael Fugler Investment Banking Deals- Public

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